-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1QdJMQPQCEL7gnHTXDxV7fAHPaJD3ezSVyIBZqU80IrI90uAtVPG+lA21uzsHkL jYEiw/5lr6zPKsVtFvRi9Q== 0000950136-05-004023.txt : 20050707 0000950136-05-004023.hdr.sgml : 20050707 20050707170239 ACCESSION NUMBER: 0000950136-05-004023 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050707 DATE AS OF CHANGE: 20050707 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45375 FILM NUMBER: 05943965 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN MARTIN E CENTRAL INDEX KEY: 0000940603 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-302 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149679400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-203 CITY: RYE STATE: NY ZIP: 10580 SC 13D/A 1 file001.htm AMENDMENT NO. 16 TO SCHEDULE 13D




                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                                  SCHEDULE 13D
                                 (RULE 13d-101)

           INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
      RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)

                               (AMENDMENT NO. 16)


                               JARDEN CORPORATION
- --------------------------------------------------------------------------------
                                (Name of Issuer)


                          Common Stock, $.01 par value
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)

                                   471109 10 8
- --------------------------------------------------------------------------------
                                 (CUSIP Number)


                             Mr. Martin E. Franklin
                            555 Theodore Fremd Avenue
                                   Suite B-302
                                  Rye, NY 10580
                                 (914) 967-9400
- --------------------------------------------------------------------------------
            (Name, Address and Telephone Number of Person Authorized
                     to Receive Notices and Communications)


                                  June 23, 2005
- --------------------------------------------------------------------------------
             (Date of Event which requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box [ ].


                         (continued on following pages)




                              (Page 1 of 6 Pages)




                                 SCHEDULE 13D/A
<TABLE>

- -----------------------                                                            ------------------------------
 CUSIP NO. 471109 10 8                                                              Page   2    of    6    Pages
                                                                                        -------    -------
- -----------------------                                                            ------------------------------

- -------- --------------------------------------------------------------------------------------------------------

   1     NAME OF REPORTING PERSON
         S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

         Martin E. Franklin
- -------- --------------------------------------------------------------------------------------------------------
   2     CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)    N/A                      (a) [ ]
                                                                                                         (b) [ ]

- -------- --------------------------------------------------------------------------------------------------------
   3     SEC USE ONLY

- -------- --------------------------------------------------------------------------------------------------------
   4     SOURCE OF FUNDS*

         N/A
- -------- --------------------------------------------------------------------------------------------------------
   5     CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)             [ ]

- -------- --------------------------------------------------------------------------------------------------------
   6     CITIZENSHIP OR PLACE OF ORGANIZATION

         United Kingdom
- ----------------------- ------ ----------------------------------------------------------------------------------
                          7    SOLE VOTING POWER

                               2,698,317
      NUMBER OF         ------ ----------------------------------------------------------------------------------
        SHARES            8    SHARED VOTING POWER
     BENEFICIALLY
       OWNED BY                0
         EACH           ------ ----------------------------------------------------------------------------------
      REPORTING           9    SOLE DISPOSITIVE POWER
        PERSON
         WITH                  2,698,317
                        ------ ----------------------------------------------------------------------------------
                         10    SHARED DISPOSITIVE POWER

                               0
- -------- --------------------------------------------------------------------------------------------------------
  11     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

         2,698,317
- -------- --------------------------------------------------------------------------------------------------------
  12     CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                              [ ]

- -------- --------------------------------------------------------------------------------------------------------
  13     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

         8.3%
- -------- --------------------------------------------------------------------------------------------------------
  14     TYPE OF REPORTING PERSON*

         IN
- -------- --------------------------------------------------------------------------------------------------------
</TABLE>

                      *SEE INSTRUCTIONS BEFORE FILLING OUT!

                              (Page 2 of 6 Pages)




         This Amendment No. 16 to Schedule 13D ("Amendment No. 16") relates to
the common stock, $.01 par value (the "Common Stock"), of Jarden Corporation, a
Delaware corporation (the "Company"). This Amendment No. 16 amends the initial
statement on Schedule 13D dated January 14, 2000, as amended (the "Schedule
13D"), of Marlin Partners II, L.P., Marlin Management, L.L.C., Martin E.
Franklin, and Ian G.H. Ashken. Capitalized terms used in this Amendment No. 16
but not otherwise defined have the meanings ascribed to them in the Schedule
13D.

         Information contained in this statement is as of the date hereof,
unless otherwise expressly provided herein.


Item 1.  Security and Issuer.

         Item 1 of the Schedule 13D is deleted in its entirety and replaced with
the following:

         This Amendment No. 16 relates to the Common Stock of the Company. The
address of the principal executive offices of the Company is 555 Theodore Fremd
Avenue, Suite B-302, Rye, New York 10580. All of the securities covered by this
Amendment No. 16 reflect both a 2-for-1 stock split of the Company's Common
Stock having a record date of May 20, 2002 and a 3-for-2 stock split of the
Company's Common Stock having a record date of November 12, 2003, as if such
stock splits occurred prior to the dates of the events reported herein. The
Company intends to effect a 3 for 2 stock split of the Common Stock on July 11,
2005 for its stockholders of record on June 20, 2005 (the "July Stock Split");
all of the numbers of shares of Common Stock referenced in this Amendment No. 16
have been determined on a pre-July Stock Split basis.


Item 3.  Source and Amount of Funds or Other Consideration.

         Item 3 of the Schedule 13D is amended by adding the following
paragraphs to the end of such item:

         On June 23, 2005, Mr. Franklin was awarded 915,000 shares of restricted
Common Stock under the Company's 2003 Amended and Restated Stock Incentive Plan
(the "Amended and Restated Plan").


Item 5.  Interest in Securities of the Issuer.

         Item 5 of the Schedule 13D is amended by adding the following
paragraphs to the end of such item:

         Mr. Franklin may be considered to be the beneficial owner of 2,698,317
shares of Common Stock, which constitutes approximately 8.3% of the outstanding
shares of Common Stock. Mr. Franklin has sole voting and dispositive power with
respect to 2,698,317 shares of Common Stock. Pursuant to a stock trading plan
adopted by Mr. Franklin in accordance with the guidelines specified by the
Securities and Exchange Commission's Rule 10b5-1 under the Securities Exchange
Act of 1934, as amended, Mr.



                              (Page 3 of 6 Pages)




Franklin sold an aggregate of 160,000 shares of Common Stock on the dates, in
the amounts, and at the prices set forth on Schedule A attached hereto. On
November 4, 2004, Mr. Franklin disposed of 25,000 shares of Common Stock by
gifting such shares of Common Stock to another party.

         On June 23, 2005, Mr. Franklin was awarded 915,000 shares of restricted
Common Stock under the Amended and Restated Plan.

         On June 23, 2005 Mr. Franklin and Mr. Ashken entered into a Termination
Agreement (as defined below) pursuant to which Mr. Franklin and Mr. Ashken
terminated the Voting Agreement (as defined below) under which Mr. Ashken
previously granted Mr. Franklin the power to vote, or direct the vote, over all
of the shares of the Company owned by Mr. Ashken. Due to the termination of the
Voting Agreement, no information regarding Mr. Ashken is being reported herein.
For more information regarding the Termination Agreement, please see Item 6
hereof and Exhibit 99.1 attached hereto.

         The foregoing percentage calculations are based on 31,672,999 issued
and outstanding shares of Common Stock as of June 24, 2005.

         Except as provided in this Amendment No. 16, including Schedule A
attached hereto, there have been no transactions in the shares of Common Stock
in the past 60 days by any of the Reporting Persons.


Item 6.  Contracts, Arrangements, Understandings or Relationships With Respect
to Securities of the Issuer.

         Effective as June 23, 2005, Mr. Franklin and Mr. Ashken entered into a
Termination Agreement, dated as of June 23, 2005 (the "Termination Agreement"),
between Mr. Franklin and Mr. Ashken pursuant to which Mr. Franklin and Mr.
Ashken terminated the Voting Agreement, dated as of August 22, 2002 (the "Voting
Agreement"), between Mr. Franklin and Mr. Ashken, and all of the rights, powers,
privileges and obligations contained in the Voting Agreement. Under the terms of
the Voting Agreement, Mr. Ashken previously granted Mr. Franklin the power to
vote, or direct the vote, over all of the shares of the Company owned by Mr.
Ashken. A copy of the Termination Agreement is attached hereto as Exhibit 99.1.


Item 7.  Materials to be filed as Exhibits.

Exhibit 99.1   Termination Agreement, dated as of June 23, 2005,
               between Mr. Franklin and Mr. Ashken





                              (Page 4 of 6 Pages)




                                    SIGNATURE

                  After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.


Date: July 7, 2005




                                         /s/ Martin E. Franklin
                                         -----------------------------
                                         Martin E. Franklin




                                         /s/ Ian G.H. Ashken
                                         -----------------------------
                                         Ian G.H. Ashken








                              (Page 5 of 6 Pages)




                                   SCHEDULE A
<TABLE>

- -------------------------- ------------------------- ------------------------ ------------------------
    NAME                      DATE OF TRANSACTION       NUMBER OF SHARES OF      PRICE PER SHARE OF
                                                        COMMON STOCK SOLD*       COMMON STOCK SOLD*
- -------------------------- ------------------------- ------------------------ ------------------------

    Martin E. Franklin              11/1/04                   78,140                   $35.1663
- -------------------------- ------------------------- ------------------------ ------------------------
                                    11/2/04                    1,860                    $36.22
- -------------------------- ------------------------- ------------------------ ------------------------
                                    2/14/05                   59,907                    $46.28
- -------------------------- ------------------------- ------------------------ ------------------------
                                    2/15/05                   14,883                   $46.285
- -------------------------- ------------------------- ------------------------ ------------------------
                                    2/16/05                    5,210                   $46.54
- -------------------------- ------------------------- ------------------------ ------------------------

- -------------------------- ------------------------- ------------------------ ------------------------
</TABLE>

* All of the numbers of shares and dollar values indicated herein have been
determined on a pre-July Stock Split basis.









                              (Page 6 of 6 Pages)

EX-99.1 2 file002.htm TERMINATION AGREEMENT





                              TERMINATION AGREEMENT

                  THIS TERMINATION AGREEMENT is made as of June 23, 2005,
between Martin E. Franklin., an individual residing at 62 Rye Ridge Road,
Harrison, New York 10528 ("Mr. Franklin"), and Ian G.H. Ashken, an individual
residing at 22 Bluewater Hill, Westport, Connecticut 06880 ("Mr. Ashken").

                  WHEREAS, Mr. Franklin and Mr. Ashken are parties to that
certain Voting Agreement, dated as of August 22, 2002 (the "Voting Agreement"),
pursuant to which Mr. Ashken granted certain voting rights to Mr. Franklin
regarding all of the shares of Jarden Corporation (the "Shares") owned by Mr.
Ashken as of such date and any Shares thereafter acquired by Mr. Ashken; and

                  WHEREAS, the parties desire to terminate the Voting Agreement
in accordance with the terms hereof.

                  NOW, THEREFORE, the parties hereto, in consideration of the
promises set forth herein, and for other good and valuable consideration, the
receipt and sufficiency of which is hereby acknowledged, agree as follows:

                  1. Mr. Franklin and Mr. Ashken agree that, effective as of
June 23, 2005, the Voting Agreement, including, without limitation, all voting
rights, proxies and other rights and obligations contained therein, shall
terminate without any further action on the part of Mr. Franklin or Mr. Ashken.

                  2. This Agreement shall be governed by, and construed in
accordance with, the laws of the State of Delaware applicable to contracts
executed in and to be performed in that State. Any claims or litigation arising
out of or relating to this Agreement or any of the transactions contemplated
hereby shall be brought exclusively in the Federal or State courts of New York,
New York and the parties consent to personal jurisdiction therein. This
Agreement may be executed in one or more counterparts each of which when
executed shall be deemed to be an original but all of which taken together shall
constitute one and the same agreement. Facsimile signatures shall be deemed
acceptable and binding on the parties hereto.

                  IN WITNESS WHEREOF, the parties hereto have executed this
Agreement as of the date first written above.

                                            /s/ Martin E. Franklin
                                            -----------------------------------
                                            Martin E. Franklin



                                            /s/ Ian G.H. Ashken
                                            -----------------------------------
                                            Ian G.H. Ashken

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